A RegTech Journal; a place where we cover the latest news on regulatory compliance, anti-money laundering and data privacy.

Recent Posts

Regtech Journal +44 20 3807 8680 anjali@complystreet.com
Back to top

AML Tag

  /  Posts tagged "AML" (Page 2)

The Markets in Financial Instruments Directive (MiFID) is the EU legislation which was originally adopted in 2007. It governs the buying, selling and trading by investment mediators that provide services to clients linked to ‘financial instruments’. ‘Financial instruments’, in this scenario is the collective description for shares, bonds, units in collective investment schemes, derivatives and places where such instruments are

In my last post we discussed how sanctions are enforced and complied with. Today, let’s talk about how businesses should be sanction-friendly. Complying with regulations pertaining to sanctions could definitely be challenging for businesses. Compliance does not limit itself to screening transactions using the sanctions checklists, but also ensuring that you do not enter into global trade relations or operations